Claming rights to the
street: the role of public space and diversity in governance of the street
economy
Alison
Brown
Introduction
Urban
public space plays a crucial role in supporting an extraordinary diversity of
informal sector enterprises, providing a lifeline both for new migrants and the
established urban poor, yet its economic importance is rarely recognised either
in national poverty reduction strategies or in city governance
initiatives. Instead, the official
response to street trading is, too often, harassment of traders, confiscation
of goods, or eviction.
This paper explores the
concept of urban public space and its relationship to the street economy. It first seeks to define what is meant by
urban public space, and then considers briefly the debate on the urbanisation
of poverty, arguing that the informal sector and the street economy and are no
longer marginal or small scale but make a major contribution to the diversity
of city economies. The paper then looks
at the role of municipal governance, identifying key actors in the process, and
explores issues related to the governance of the street economy through case
studies of Kathmandu and
The paper is based on
the 3-year DFID-funded research project Making
a Living in the Street: public space as an asset for sustainable livelihoods and
argues the fundamental need for good governance to recognise the importance of
urban public space in supporting diversity and social action in the wider urban
economy. Throughout the paper, the term
“street economy” is used to mean the complex inter-connected economy that
benefits from street trade, including not only street traders themselves, but
also those who service the street economy – suppliers, moneylenders, renters,
porters, importers and a host of others.
Urban Public Space
Urban
public space may constitute a quarter to a third of the land area of cities,
but its economic role is largely ignored.
In
There is a significant
literature on both public space and urban space, but little draws examples
from the developing world. Urban
designers often use the term “public space” to refer to the formal spaces of
planned cities, for examples squares, parks, or promenades, in order to see how
these can be better designed for leisure and aesthetic purposes or to enhance urban
vitality and improve security (Carr et al, 1992, Carmona et al, 2003). Most use the term “urban space” in a physical
sense to mean all the space between buildings (Krier, 1984).
A few urban designers recognise
the social significance of public space - as the common ground where people
carry out the “functional and ritual activities that bind a community” (Carr et
al, 1992), that encompasses not only buildings, objects and spaces, but also “the
people, events and relationships that occupy them” (Madanipour, 1996). Distinction is made between “private space”,
signified by walls, boundaries or social convention - where strangers may not enter
- and “public space” where wider access may be allowed (Madanipour, 1999).
Geographers have also looked at the
concept of “social space”, arguing that urban space represents the spatial manifestation
of social institutions. Harvey (1973)
argued that, to understand cities, it is important to understand how human
practices create distinctive conceptualisations of space, and that only by
exploring the concept of social justice and its relationship to urban spatial
systems, the role of land as a commodity, and the spatial implications of
economic production, can we achieve an urbanization that is not built on
exploitation of the poor. The extent to
which social exclusion affects public space is vividly illustrated by
geographers such as Massey (1994), and McDowell (1997), who argue that spaces
have symbolic meanings and transmit gendered messages, and that in many
cultures women are largely excluded from public space.
Public spaces of the
city have always had political significance, symbolising the power of the state.
Control of public space is also
essential to the power balance of society, as exemplified in military parades
or statues of the elite (Madanipour, 1999), and many struggles for democracy
and freedom have been played out in public space. The public realm (sometimes referred to as
the democratic realm) also symbolises activities important to citizenship and
civil society (Carmona et al, 2003). Some
writers talk about “civic space” where people of different walks of life can
come together without overt government control (Douglass, 2002)
The management of public space is
often, although not exclusively, a municipal government role. Common urban management functions include the
regulation and management of traffic and pedestrian flow, the collection of
waste and litter, the use of urban public space for infrastructure provision
such as water mains, and policing of the public realm in order to control crime
and vandalism, although the concerns of the ruling elite may conflict with
popular use of public space, for festivals, celebrations or trading (Middleton,
2003)
Although urban public
space can be considered as a common property resource, there is an increasing
trend towards its commodification.
Commodification can be formal, as in the enclosure of public space for
gated housing communities, shopping malls or markets. Less commonly explored is the informal commodification
of urban public space either for shelter or urban livelihoods. In this context it is useful to consider the
means by which use rights are conferred.
Property rights are usually considered as a “bundles” of rights. Ownership
(either held in perpetuity, freehold, or leasehold) confers a bundle of rights
to bequeath, develop etc. Use rights (exclusive or shared) imply
another bundle of rights which are usually more limited (Rakodi & Leduka,
2003). Even where countries have a
formal land registration system, much urban land is traded through informal
exchange, and it is therefore not surprising that informal use rights extend
beyond the private realm into urban public space.
Drawing on these
debates, the term urban public space is
used in this paper to mean all space that is not clearly delineated as private,
where there is at least a degree of accepted and legitimate public or community
use. The term also recognises that urban
public space and its use is a manifestation of social and cultural norms and
political practice, that both results from and determines concepts of social
order and land use promoted by the dominant political elite. Despite the fact that urban public space
constitutes perhaps a quarter or a third of all space in cities, very little of
the literature discusses urban public space in developing cities, either its
potential importance in the poverty reduction agenda, or the role of municipal
government in facilitating or hindering use of this asset. Both ideas are discussed briefly in the next
section.
Urbanisation, Poverty
and Governance
At
the start of the millennium, it was estimated that 220 million urban dwellers,
or about 13% of the world’s urban population did not have access to safe
drinking water, and twice this number lacked access to basic sanitation (UNCHS,
2001). The urbanisation of poverty would have been much greater without the
informal sector, and in poor cities it is common for up to 60% of the workforce
to be employed in informal sector activities (UNCHS, 2001). The debate on the urbanisation of poverty and
the relationship between municipal governance and poverty have been explored in
depth elsewhere, but some of the key arguments relevant to the use of urban public
space are highlighted here.
The characteristics of urban poverty
are complex, and it is generally agreed that poverty should be conceptualised
in different ways, for example relating to lack of secure shelter and
livelihoods, or lack of physical necessities, assets or income. Poverty includes exposure to preventable
diseases, and contaminated or threatening environments (UNDP, 1999). Being poor also means a lack of opportunities
and meaningful participation, and the vulnerability that leads to poverty is
usually a result of social exclusion (UNCHS, 2001).
In the absence of reliable measures
of poverty, proxy measures have been sought.
The concept of “housing poverty” was introduced to estimate the number
of people living in housing or neighbourhoods that lack basic
infrastructure. It was estimated that at
least 600 million people lived in life- and health-threatening homes, probably
a more realistic estimate of urban poverty than focussing purely on access to
water and sanitation. Often people cannot get housing because it is too expensive
or not available, because of inappropriate government controls, or lack of
development focus (UNCHS, 1996). Poor
people often lack of adequate space within the home so their activities spill over
into the street.
The ‘livelihoods framework’ gives
another tool for understanding and addressing the causes of poverty, the
vulnerabilities of poor people, and their multiple and resourceful efforts to
survive based on a mix of strategies including employment, savings, loans,
asset pooling and social networks. In
this context it is useful to consider urban public space as a physical
livelihood asset, and how conflicts with other uses can be resolved. The livelihoods analysis emphasises the importance of
political institutions and processes in framing the vulnerability context of
the poor, both official structures and
organisations in the government and private sector, and processes defined by laws, policies,
culture and institutions (Rakodi, 2002).
Understanding the role
of municipal government in exacerbating or alleviating the vulnerabilities of
the urban poor, and in promoting or inhibiting diversity and social action, is
thus a vital starting point for poverty reduction policies. A recent DFID research project argued that it
is necessary to understand the key actors in municipal government and to ensure
that ‘bad’ governance does not undermine the poor. The key actors include: politicians and
political parties; public sector agencies;
NGOs; trade unions; enterprises; associations;
and residents. Aspects of ‘bad’ governance that undermine the poor may include,
for example, oppressive regulation of the informal sector, as it is much easier
to destroy jobs and communities than it is to create them. The following were among the policy
implications of the study: the urgent need for better information on urban
poverty; the importance of city political structures; the need to understand
the constraints faced by city governments, and the difference that dynamic
civic leaders can make (DFID, 2001).
A critical problem in
applying this analysis to the street economy, is the lack of almost any reliable
information on either its scale, or its economic contribution to city
development. Anecdotal evidence indicates
that the street economy is no longer small scale or marginal, but in some
cities is a major employment sector catering for diverse and mobile city
populations.
Governance of the street
economy – comparative studies of two cities
This
section explores the influence of the three themes of urban public space,
poverty and municipal governance, through comparative case studies of the
emerging street economy in Kathmandu and
Kathmandu is a dense, Asian city, with an
historic tradition of urban public space, which ranges from the central
processional squares of the ancient cities of
Kathmandu is
The modern economy of the
In KMC the
administration is run by a Municipal Council that consists of the Mayor, Deputy
Mayor, Ward Members, and 6 to 20 nominated staff, which meets twice a
year. A smaller Municipality committee
meets twice a month. There are 35 wards
which are run by five committee members who deal with local development issues
(Shrestha, 2004). There is no
coordinating authority for the metropolitan region.
National ministries with
key responsibility for the urban sector are the Ministry of Local Development,
Ministry of Physical Planning and Works, and the National Planning Commission (
Current political unrest
in
The impact of national
politics on local government in
In Kathmandu, several
aid-funded initiatives have had considerable local impact, in particular the
Urban public space clearly
forms an important resource for a diverse street economy, but a problem is the
lack of reliable estimates on its size and scope. Street trading in
One use of open space is
the large Bhrikuti Mandap market with 1,500 traders, selling clothes,
electrical goods and imported consumer items.
The market was established on a park owned by Bhrikuti Manadap, an NGO
which runs a national social welfare organisation financed by property
income. Traders were relocated there
from a central site some 12 years ago, and now pay a monthly fee. The market has permanent stalls, plastic
sheet roofing and basic toilets.
Pavements and
thoroughfares provide less secure trading space, for example at Dharahara, near the main “tempo” (mini-bus)
stop, trading is only allowed from 5-8pm in the evening, ostensibly to avoid
causing pedestrian congestion. Most
people trade off plastic mats or boxes that can be moved quickly, and there is
an uneasy relationship with the municipal police, who at times evict and at
other times demand payment or cut-price goods.
Traders are particularly vulnerable to theft during an eviction. In
An interesting
phenomenon in this dense city is the sharing of street space by time, with a
succession of activities during the day – for example, temple offerings are
sold in the early morning, vegetables later in the day, and handicrafts at
night. Also interesting is the
privatisation of public space: a night market in
The municipal government
is largely unhelpful to street traders. Harassment by municipal police was a universal
source of concern in the pavement area studied, and income levels were much
lower in insecure areas than in the established markets. KMC has now set up a street-trading working
party with proposals to shift traders to weekly markets on space created through
temporary road closures. Little consultation has taken place on this idea.
Trade organisations have limited
influence.
The city’s formal economy is based
on agricultural processing and light manufacturing; it is also the rail head
for the Tanzam Railway linking Tanzania to Zambia and Malawi (Nnkya, 2004), and
a major East African port with a strong fishing industry. The informal sector is a significant element
of the local labour market, and the 2001 labour force survey estimated that 34%
of male and 30% of female household heads in Dar Es Salaam worked in the
informal economy (Lerise & Kyessi, 2002),.
Only 19% of the workforce is employed in formal sector occupations,
while self-employment including urban agriculture accounts for about 55% of the
urban population. The main sectors of
the informal economy in Dar Es Salaam include: urban agriculture and fishing;
manufacture; construction; trade, restaurants and hotels; transport, community
and personal services; petty trading; mama
lishe (cooked food selling); fish selling; water vending; charcoal selling;
tailoring and internet cafes (Lerise & Kyessi, 2002). There is also a local specialism of furniture
manufacture.
Local government in
Street trading in
In
The Sustainable Dar Es
Salaam Project (
The second key event was
the abolition of the City Council in 1996 by the Prime Minister because of
inefficiency and near insolvency, which was replaced by a City Commission of 12
people charged with turning round the municipal administration within six years. Finances were restructured and revenue
collection improved and, in 2000, the City Council was reorganised into Dar Es
Salaam City Commission, the coordinating body for the whole urban area, and three
municipalities, Kinondoni, Temeke and Ilala.
Elections were reinstated in 2002.
At neighbourhood level the Mtaa
councils are an active force in politics.
The
·
development of new micro-trade centres;
·
improvement of the city’s 68 markets;
·
encouragement of site-based associations to run
short management contracts;
·
encouragement of self-help organisations;
·
the design of a variety of metal stands to protect
goods and reduce congestion;
·
relocation of traders from unsafe sites (eg:
under high tension power lines) (DDC, 1999)
The Working
Group’s recommendations had mixed success – the three trading centres built
were not popular because they were poorly located, and only one of the city’s
established markets has been upgraded.
However, the organisation of traders has been extremely successful - two
umbrella organisations, VIBINDO (Small-Scale Businesses), and KIWAKU (Clothes
Sellers) operate on a city-wide basis, and by 1997 about 240 self-help groups
representing about 16,189 members had been formed. Also successful was the design of metal
stands for displaying goods, which are widely used in the
Lessons for progress
The role of urban public space in the
street economy is a huge topic on which relatively little is known. Global
numbers are hard to find, but it is clear that the urban street economy is no
longer craft-based or marginal, but makes a major contribution to the diversity
of city economies, often supports poor rural households, and in some instances
is global in its reach. However, the
paucity of information both on its scale and its economic contribution has left
a policy vacuum in may cities. Although our
research focussed on small-scale case studies, looking at how people access
public space for their livelihoods, what they pay, and their needs and
vulnerabilities, several wider issues have emerged as discussed below.
Use of urban public
space
Kathmandu and
In both cities, very different
concepts of use rights and property ownership pertain to the street
economy. In
In
Governance and the
street economy
The relationship of the street economy to
municipal governments is critical to its success. In Kathamndu, it is clear that municipal
management cannot be divorced from its political context, while in
The cities illustrate
different response strategies by vulnerable traders, who in
The role of trade
associations appears to be crucial in providing street traders with an
effective voice, without which they have little political influence. In
Role of international
agencies
International agencies have influenced
governance in both cities, although less so in
In both countries poverty reduction
strategies have been promoted by the international agencies, and it is
interesting to look at these through the lens of the debate in this paper. In neither country is there an urban
focus. In
Toward pro-poor street
management
Urban public space is an asset, both for
the livelihoods of the urban poor and as a resource for the urban economy. There has been widespread debate on the need
for security, services and shelter for housing on the private land of cities,
but urban public space as a poverty resource has largely been ignored. Yet needs are similar, and security of use
rights is one of the key priorities that those working in the street economy
will identify. Progress will not be made
unless there is transparency of decision-making and traders themselves are
given a voice. This is unlikely to
happen without adequate advocacy and representation.
Particular
thanks to my colleagues Dr Tumsifu Nnkya, University College of Lands and
Surveys, University of Dar Es Salaam, and Sudha Shrestha, Department of
Architecture, Institute of Engineering, Tribhuvan University, for their major contributions
in leading the research in Kathmandu and Dar Es Salaam. Research publications are forthcoming.
References
Baker, J. & Wallevik, H., 2002, Local Government Reform Process in
Brown, M., & McGirk, J., 2004,
“Welcome to the Kingdom ruled by fear”, Independent,
Burian, B., 2000, Sustainable Development in an Urban Tanzanian Context: Interaction
between technical innovations an Social Change, Naerus Workshop, UN
Institute for Social Development
Carmona, M., Heath, T., Oc, T., and
Tiesdell, S., 2003, Public Places, Urban
Spaces: The Dimensions of Urban Design,
Carr, S., Francis, M., Rivlin, L., & Stone,
A., 1992, Public Space,
DCC, 1999, Strategic Urban Development Planning Framework: Draft for the City of
Dar Es Salaam, Stakeholders’ Edition, 1999, Dar Es Salaam, Dar Es Salaam
City Council
DFID, 2001, Urban Governance and Poverty: Lessons for Ten Cities in the South, Birmingham,
International Development Department, Institute of Public Policy, University of
Birmingham London, DFID
Douglass, M., Ho, K., & Ling, O.,
2002, “Civic spaces, globalization, and Pacific Asian cities”, International Development Planning Review
, 24 (4)
Halla, F. & Majani, B., 1999,
“Environmental Planning and Managmenet: Process and the conflicts over outputs
in
ILO, 1998,
KMC, 2004, http://www.kathmandu.gov.np/kmc_organisation/index.html
Kyessi, A., 2002, Community Participation in Urban Infrastructure Provision: Servicing
Informal Settlements in Dar Es Salaam, Spring Research Series 33, Spring
Centre, University of Dortmund
Lerise, F., and Kyesi, A., Trends of Urban Poverty in Tanzania, REOPA
(full reference not available)
McDowell, L. (ed), 1997, Space,
Gender, Knowledge: Feminist readings,
Madanipour, A., 1999, "Why are the
Design and Development of Public Spaces Significant for Cities"", Environment and Planning B: Planning and
Design 26, pp879-891,
Madanipour, A., 1996, Design of Urban Space: An Inquiry into
Socio-Spatial Process,
Massey, D., (ed), 1994, Space,
Place & Gender,
Middleton, A., 2003, “Informal Traders
and Planners in the Regeneration of Historic City Centres: the Case of
Nnkya, T., 2004, Street Trading and Governance in
NSAC, 1998,
Rakodi, C. (ed), 2002, Urban Livelihoods: A people-centred approach
to reducing poverty,
Rakodi, C., & Leduka, C., 2003, Informal Land Delivery Processes and Access to Land for the Poor in Six
African Cities: Towards a Conceptual Framework, Birmingham:
University of Birmingham, School of Public Policy, IDD, Informal Land Delivery
Processes in African Cities Working Paper 1
Shrestha, S., 2004, Street Trading and Governance in Kathmanudu, Research report,
UNCHS, 1996, An Urbanizing World, Global Report on Human Settlements, 1996, United
National Centre for Human Settlements (Habitat), Oxford, Oxford University
Press
UNCHS, 2001, Cities in a Globalising World: Global report on human settlements,
2001, United National Centre for Human Settlements (Habitat),
UNDP, 1999, Human
Development Report – 1999,
URT, 2003, Poverty Reduction Strategy, Second Progress Report 2001/02, The
United Republic of Tanzania (http://www.tzonline.org/pdf/PRSProgressReport2001-2002.pdf)
URT, 2004, Poverty Reduction Strategy, Second Progress Report 2001/02, The
United Republic of Tanzania
(http://web.worldbank.org/WBSITE/EXTERNAL/COUNTRIES/ AFRICAEXT/TANZANIAEXTN/0,,menuPK:287349~pagePK:141132~piPK:141123~theSitePK:258799,00.html)
WB,
2004, World Bank Indicators Databae,,
(http://www.worldbank.org/data/wdi2004/index.htm)